Corporate & Legal

Information

Liberum Capital Limited Board

Executive Chairman & CEO
Shane Le Prevost
Director
Tony Scawthorn
Director
David Parsons
Finance Director
Andrew Duquemin
Company Secretary
Justine Rumens

Legal & Regulatory
Authorised and regulated by the Financial Conduct Authority: firm reference number 465050
Member firm of the London Stock Exchange: firm code 087
Private limited company registered in England and Wales: company number 5912554
Registered address: Ropemaker Place, Level 12, 25 Ropemaker Street, London, EC2Y 9LY
Registered for VAT: number 906 5172 32

Professional Advisers
Bankers: Royal Bank of Scotland, 62/63 Threadneedle Street, London
Clearer and Settlement Agent: BNP Paribas Securities Services, 7 Harewood Avenue, London, NW1 6AA
Auditors: KPMG Audit Plc, Canary Wharf, 7th Floor, 1 Canada Square, London
Legal: Stephenson Harwood, 1 Finsbury Circus, London EC2M 7SH
Operations & Settlements: Please contact operations@liberum.com or +44 (0)20 3100 2022

Liberum Capital Inc Board

Director
Shane Le Prevost
Chief Executive Officer - USA
Mark Godridge

Legal & Regulatory
FINRA Member Firm (CRD# 148135) & registered with the SEC (SEC# 8-67976)
Corporation formed in New York
Registered address: 575 Fifth Avenue, 20th Floor, New York, NY 10017
Tax Identification Number: 26-2931436

Professional Advisers
Clearer and Settlement Agent: Apex Clearing Corporation, 350 North St. Paul Street, Suite 1300, Dallas, Texas, 75201
Auditors: Berson & Corrado Integrated Financial Solution, 25 West 43rd Street, Suite 920, New York, NY 10036 or 48 South Frankling Turnpike, Ramsey, NJ 07446
Legal: Hartley T. Bernstein, Esq., Bernstein Cherney LLP, 767 Third Avenue, 30th Floor, New York, NY 10017
Operations & Settlements: Please contact ny.operations@liberum.com or +1 (212) 596 4848

Business Continuity Plan
Click here to view the Liberum Capital Inc. Business Continuity Plan/Summary Disclosure Statement

London
New York

Our offices

London

Ropemaker Place, Level 12 25 Ropemaker Street London EC2Y 9LY

New York

20th Floor 575 Fifth Avenue New York NY 10017